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Alan D Sanders

Investment Adviser Representative at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Gulf Breeze, FLCRD #5779990Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alan D. Sanders has worked in the securities industry since 2010. They are registered to provide investment advisory services in Alabama and Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
AlabamaFlorida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/4/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/20/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mutual OF Omaha Investor Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.Current
10/29/2019Gulf Breeze, FL
FARMERS FINANCIAL SOLUTIONS, LLC
1/22/201910/21/2019Chelsea, AL
MML INVESTORS SERVICES, LLC
3/25/20178/10/2017Birmingham, AL
MSI FINANCIAL SERVICES, INC.
1/13/20153/25/2017Pensacola, FL
EDWARD JONES
6/8/201012/26/2014Pensacola, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alan D Sanders has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Alan D Sanders - Financial Advisor in Gulf Breeze, FL | AdvisorFinder