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Alan Eugene Becker

Investment Adviser Representative at RSG Investments LLC

Overland Park, KSCRD #6599422Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alan Eugene Becker is an investment adviser representative with RSG Investments LLC in Overland Park, KS, where they have been registered since 2022. They have worked in the securities industry since 2016 and have been registered with 3 firms, including AE Wealth Management, LLC and Global Financial Private Capital, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Kansas.

Office

6801 W 107th St
Overland Park, KS 66212

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/28/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

RSG Investments LLCCurrent
11/3/2022 – Overland Park, KS
AE Wealth Management, LLC
1/4/2017 – 9/5/2023Overland Park, KS
Global Financial Private Capital, LLC
1/8/2016 – 1/9/2017Overland Park, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Retirement Solutions Group, Inc.
    Dec 2010 – no end date reportedOverland Park, KS
  2. Becker Management, Inc.
    Mar 2003 – Dec 2019Overland Park, KS
  3. Global Financial Private Capital, LLC
    Jan 2016 – Jan 2017Sarasota, FL
  4. RSG Holdings
    Aug 2014 – no end date reportedOverland Park, KS
  5. RSG Investments
    Feb 2013 – no end date reportedOverland Park, KS
  6. AE Wealth Management, LLC
    Jan 2017 – Oct 2022Topeka, KS
  7. Book
    Oct 2021 – no end date reportedOverland Park, KS

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About RSG Investments LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5
Offices listed on AdvisorFinder:
1
Main office:
Overland Park, KS
SEC file number:
801-132178

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 17, 2026

View full firm profile

Other advisors at RSG Investments LLC

4 other advisors in the directory

View RSG Investments LLC firm profile

Similar advisors in Overland Park, KS

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alan Eugene Becker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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