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Dylan Michael Pollock

Investment Adviser Representative at RSG Investments LLC

Overland Park, KSCRD #7166996Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Dylan Michael Pollock is an investment adviser representative with RSG Investments LLC in Overland Park, KS, where they have been registered since 2025. They have worked in the securities industry since 2021 and were previously registered with American Century Investments Private Client Group, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Kansas.

Office

6801 W 107th St
Overland Park, KS 66212

Advisors at this office: 5

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/21/2021
Series 63
Uniform Securities Agent State Law Examination
Passed 11/7/2019
Series 7
General Securities Representative Examination
Passed 10/29/2020
SIE
Securities Industry Essentials Examination
Passed 12/31/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/7/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

RSG Investments LLCCurrent
10/6/2025 – Overland Park, KS
American Century Investments Private Client Group, Inc.
12/21/2021 – 5/22/2024Kansas City, MO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. American Century Investment Services, Inc.
    Sep 2019 – May 2024Kansas City, MO
  2. The Cheesecake Factory
    Mar 2019 – Sep 2019Kansas City, MO
  3. Jimmy John's
    Nov 2018 – Mar 2019Kansas City, MO
  4. Advocate Construction
    Oct 2017 – Oct 2018Lenexa, KS
  5. Unemployed
    Jun 2017 – Sep 2017Unemployed, MO
  6. Pizza Hut
    Oct 2016 – May 2017Liberty, MO
  7. William Jewell College
    Aug 2012 – May 2017Liberty, MO
  8. Commerce Trust Company
    Jul 2024 – Sep 2025Kansas City, MO
  9. RSG Investments, LLC
    Oct 2025 – no end date reportedOverland Park, KS

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About RSG Investments LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5
Offices listed on AdvisorFinder:
1
Main office:
Overland Park, KS
SEC file number:
801-132178

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 17, 2026

View full firm profile

Other advisors at RSG Investments LLC

4 other advisors in the directory

View RSG Investments LLC firm profile

Similar advisors in Overland Park, KS

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Dylan Michael Pollock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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