Alan Gregory Bradley
Investment Adviser Representative at RWM Capital, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alan Gregory Bradley is an investment adviser representative with RWM Capital, LLC in Daphne, AL, where they have been registered since 2025. They have worked in the securities industry since 2007 and have been registered with 4 firms, including Prudential Financial Planning Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Alabama.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TIAANov 2015 – Sep 2019Atlanta, GA
- Tiaa-cref Individual & Institutional Services, LLCNov 2015 – Sep 2019Atlanta, GA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2019 – Aug 2021Dauphin, AL
- BANK OF America, N.A.Oct 2019 – Aug 2021Mobile, AL
- Prudential Financial Planning ServicesAug 2021 – Dec 2024Spanish Fort, AL
- Pruco Securities, LLC.Aug 2021 – Dec 2024Spanish Fort, AL
- RWM Capital, LLCJan 2025 – no end date reportedDaphne, AL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RWM Capital, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000
- Estimated blended rate
- 0.019
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Sugar Land, TX
- SEC file number:
- 801-119513
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 7, 2026
View full firm profileOther advisors at RWM Capital, LLC
11 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alan Gregory Bradley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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