Richard Donald Peek III
Investment Adviser Representative at RWM Capital, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Richard Donald Peek is an investment adviser representative with RWM Capital, LLC in Pensacola, FL, where they have been registered since 2025, the year they entered the securities industry. They have passed 2 industry qualification exams, including the Series 65 (investment adviser). They are registered to provide investment advice in Florida.
Registrations & licenses
- Investment adviser:
- Florida
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- RWM Capital, LLCFeb 2023 – no end date reportedPensacola, FL
- Helmsing Leach Law FirmAug 2022 – Feb 2023Mobile, AL
- Park FirstDec 2021 – Aug 2022Mobile, AL
- Florida State UniversityJun 2025 – Jun 2025Tallahassee, FL
- All American HeroesApr 2021 – Jul 2021Navarre, FL
- The Shark GymNov 2020 – Mar 2021Navarre, FL
- Ronny's Car WashMar 2020 – Nov 2020Navarre, FL
- UnemployedMay 2015 – Mar 2020Navarre, FL
- University of South Alabama Mitchell College of BusinessAug 2021 – May 2024Mobile, AL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RWM Capital, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $250,000
- Estimated blended rate
- 0.019
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 12
- Offices listed on AdvisorFinder:
- 8
- Main office:
- Sugar Land, TX
- SEC file number:
- 801-119513
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 7, 2026
View full firm profileOther advisors at RWM Capital, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Richard Donald Peek III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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