Alec Scott Berens
Investment Adviser Representative at Attessa Capital LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alec Scott Berens is an investment adviser representative with Attessa Capital LLC in Tucson, AZ, where they have been registered since 2020. They have worked in the securities industry since 2016 and were previously registered with Sterling Investment Management, Inc. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Arizona and Texas.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sterling Investment Management, Inc.Oct 2015 – Jan 2020Tucson, AZ
- BGK Capital LLCJan 2020 – no end date reportedTucson, AZ
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Attessa Capital LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Estimated blended rate
- 0.01
- All Assets1.00%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management, tax planning, due diligence on outside investments (including real estate, business transactions, private equity, private credit, and venture capital), financial and estate planning, and trust and corporate services. Services are integrated with other aspects of a client's financial life, either directly or through coordination with attorneys, accountants, and other providers.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Tucson, AZ
- SEC file number:
- 801-129457
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 17, 2026
View full firm profileOther advisors at Attessa Capital LLC
7 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alec Scott Berens has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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