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ATTESSA CAPITAL LLC

SEC Registered

Investment & Wealth Management for individuals, corporations, and non-profits

TUCSON, AZhttps://attessacapital.com520-600-3064
Assets Under Management
$100M–$500M
Employees
8
Office Locations
2 offices
Total Accounts
699

About the firm

Attessa Capital was founded to provide institutional-class investment management services to its clients, with a goal to maximize long-term, risk-adjusted returns and be a comprehensive source for clients' investment management needs. The firm's philosophy focuses on investing in the most attractive financial markets across the globe, protecting the portfolio from severe losses, and limiting fees for clients. Attessa Capital is a fee-only registered investment advisor that acts as a fiduciary and receives no compensation from third-parties.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthInsurance Companies

Areas of expertise

Investment ManagementWealth ManagementGlobal EquityFixed IncomeAlternative AssetsTax PlanningEstate PlanningPrivate EquityPrivate CreditVenture CapitalDue Diligence+3 more

Services

Investment management, tax planning, due diligence on outside investments (including real estate, business transactions, private equity, private credit, and venture capital), financial and estate planning, and trust and corporate services. Services are integrated with other aspects of a client's financial life, either directly or through coordination with attorneys, accountants, and other providers.

investment_managementestate_planningtax_planning

Who they serve

Individuals, corporations, and non-profits

Client segmentClientsAssets managed
Individuals (Non-HNW)125$54M
High Net Worth Individuals116$281M
Investment Companies0
Pooled Investment Vehicles0$0
Pension/Profit Sharing Plans0$0
Charitable Organizations0$0
State/Municipal Entities3
Insurance Companies0
Sovereign Wealth Funds0
Corporations0$0

0 total clients reported on Form ADV.

Leadership

Alec Scott Berens
MANAGING PARTNER
James Andrew Good
MANAGING PARTNER & CHIEF INVESTMENT OFFICER
David William Kornberg
CHIEF COMPLIANCE OFFICER
Dwk Capital Llc
PARTNER
Asb Capital Llc
PARTNER
Llc Mwh Investments
PARTNER
Matthew William Harrison
OWNER
David William Kornberg
OWNER
Alec Scott Berens
OWNER

Office locations

2 offices in 1 state
AZ
TUCSONHQ
AZ
SCOTTSDALE

Advisors at this firm

8 advisors in the directory

Regulatory & compliance

CRD number
#306827
SEC Number
801-129457
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Other
Asset tierAnnual rate
All Assets1.00%

Data as of March 3, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ATTESSA CAPITAL LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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ATTESSA CAPITAL LLC in TUCSON, AZ | AdvisorFinder