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Alex Lee

Investment Adviser Representative at ALLIED PRIVATE WEALTH

Boca Raton, FLCRD #5513235Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Alex Lee has worked in the securities industry since 2014. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/7/2014
SIE
Securities Industry Essentials Examination
Passed 8/24/2018
Series 7
General Securities Representative Examination
Passed 3/4/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Allied Private Wealth Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLIED PRIVATE WEALTHCurrent
1/24/2024Boca Raton, FL
SKY ALPHA ASSET ADVISORS LLC
8/21/20182/20/2024Boca Raton, FL
OPPENHEIMER & CO. INC.
11/8/20178/24/2018Boca Raton, FL
MORGAN STANLEY
4/8/201411/6/2017Boca Raton, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ALLIED PRIVATE WEALTH

2 other advisors in the directory

View ALLIED PRIVATE WEALTH firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alex Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Alex Lee - Financial Advisor in Boca Raton, FL | AdvisorFinder