Alfred Ho Fai Au
Investment Adviser Representative at DIVERSIFI CAPITAL INC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alfred Ho Fai Au has worked in the securities industry since 2014. They are registered to provide investment advisory services in California.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $50,000 – $499,999 | 1.20% |
| $500,000 – $999,999 | 1.00% |
| $1,000,000 – $4,999,999 | 0.80% |
| $5,000,000 – $14,999,999 | 0.60% |
| $15,000,000 – $34,999,999 | 0.45% |
| $35,000,000 and Above | 0.35% |
Firm-stated minimum; may be waived at the firm's discretion.
Diversifi Capital Inc Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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