Alicia Ladawn Stuart-Chambers
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Alicia LaDawn Stuart-Chambers is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Woodland Hills, CA, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Office
Advisors at this office: 27
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2020 – no end date reportedWoodland Hills, CA
- G4sMay 2020 – Oct 2020Thousand Oaks, CA
- Allied UniversalMar 2020 – May 2020Long Beach, CA
- La Louisanne, LLCOct 2019 – Jan 2020Los Angeles, CA
- New Caps, LLC (Contracted through Wrenn Management)Dec 2019 – Dec 2019Los Angeles, CA
- DoorDashJan 2019 – Jan 2019Los Angeles, CA
- Back to the Goode LifeNov 2018 – Jan 2019Atlanta, GA
- GEP Concast, LLCSep 2018 – Sep 2018Los Angeles, CA
- LyftJul 2018 – Mar 2020Los Angeles, CA
- UberJul 2018 – Mar 2020Los Angeles, CA
- Mercury InsuranceJan 2018 – Jun 2018Santa Clarita, CA
- Enterprise Holdings, Inc.Feb 2016 – Jan 2018Los Angeles, CA
- UnemployedJan 2020 – Mar 2020Los Angeles, CA
- UnemployedJan 2019 – Oct 2019Los Angeles, CA
- UnemployedSep 2018 – Oct 2018Los Angeles, CA
- UnemployedJun 2018 – Sep 2018Los Angeles, CA
- Omniara, LLCJun 2021 – no end date reportedBurbank, CA
- Bank of America, N.A.Jul 2025 – no end date reportedWoodland Hills, CA
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Showing 12 of 25,472 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Alicia Ladawn Stuart-Chambers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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