Amanda Tawney Williams
Investment Adviser Representative at Northern Trust Securities, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Amanda Tawney Williams is an investment adviser representative with Northern Trust Securities, Inc in Chicago, IL, where they have been registered since 2020. They have worked in the securities industry since 2000 and have been registered with 5 firms, including Northern Trust Investments, Incorporated and Raymond James & Associates, Inc. They have passed 12 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Illinois.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Illinois
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cetera Advisors LLCJan 2007 – Oct 2017Denver, CO
- Cetera Advisor Networks LLCJan 2013 – Oct 2017El Segundo, CA
- Cetera Investment Services LLCJan 2013 – Oct 2017Saint Cloud, MN
- Cetera Financial Specialists LLCJan 2013 – Oct 2017Schaumburg, IL
- Summit Brokerage Services, Inc.Oct 2015 – Oct 2017Boca Raton, FL
- Investors Capital Corp.Jul 2016 – Nov 2016Lynnfield, MA
- First Allied Securities, Inc.Dec 2016 – Oct 2017San Diego, CA
- Girard Securities, Inc.Aug 2017 – Oct 2017San Diego, CA
- Raymond James Financial Services, Inc.Nov 2017 – Dec 2019St. Petersburg, FL
- Raymond James Financial Services Advisors Inc.Jan 2018 – Dec 2019St. Petersburg, FL
- Raymond James & Associates, IncJan 2020 – May 2020St. Petersburg, FL
- Northern Trust Securities, Inc.Jun 2020 – no end date reportedChicago, IL
- Northern Trust BankJun 2020 – no end date reportedChicago, IL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northern Trust Securities, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 126
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Chicago, IL
- Founded:
- 1889
- SEC file number:
- 801-80781
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 17, 2026
View full firm profileOther advisors at Northern Trust Securities, Inc
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amanda Tawney Williams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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