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Amer Rathore

Investment Adviser Representative at CARTER, TERRY & COMPANY, INC.

Atlanta, GACRD #2595054Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
24 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Amer Rathore has worked in the securities industry since 1995. They are registered to provide investment advisory services in 24 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 24 states
AlabamaArizonaArkansasCaliforniaColoradoFloridaGeorgiaIllinoisIowaMassachusettsMissouriNevadaNew JerseyNew YorkNorth CarolinaPuerto RicoRhode IslandSouth CarolinaTexasUtahVirginiaWashingtonWest VirginiaWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/17/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 7/18/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/24/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
0 - $100,0002.00%
$100,001 - $500,0002.00%
$500,001 - $1,000,0002.00%
$1,000,001 - $2,000,0002.00%
$2,000,001 - $5,000,0001.80%
Over $5,000,0001.50%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Carter, Terry & Company, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CARTER, TERRY & COMPANY, INC.Current
3/2/2026Atlanta, GA
STIFEL, NICOLAUS & COMPANY, INCORPORATED
7/7/20153/9/2017Atlanta, GA
STERNE, AGEE & LEACH, INC.
12/1/20147/7/2015Atlanta, GA
OPPENHEIMER & CO. INC.
1/2/200211/14/2014Atlanta, GA
JOSEPHTHAL & CO., INC.
7/12/19961/2/2002New York, NY
BARRON CHASE SECURITIES, INC.
8/8/19958/9/1996Boca Raton, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amer Rathore has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Amer Rathore - Financial Advisor in Atlanta, GA | AdvisorFinder