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Sandy Meyer Leff

Investment Adviser Representative at CARTER, TERRY & COMPANY, INC.

Atlanta, GACRD #1796695Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
19 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 19 states
AlabamaArkansasCaliforniaColoradoFloridaGeorgiaIllinoisMassachusettsMontanaNew JerseyNew YorkNorth CarolinaOregonSouth CarolinaTennesseeTexasVirginiaWashingtonWest Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/27/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 3/2/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 4/4/1988
Series 7
General Securities Representative Examination
Passed 2/20/1988

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
0 - $100,0002.00%
$100,001 - $500,0002.00%
$500,001 - $1,000,0002.00%
$1,000,001 - $2,000,0002.00%
$2,000,001 - $5,000,0001.80%
Over $5,000,0001.50%
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Carter, Terry & Company, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CARTER, TERRY & COMPANY, INC.Current
10/21/2016Atlanta, GA
JANNEY MONTGOMERY SCOTT LLC
4/4/200510/7/2016Atlanta, GA
WACHOVIA SECURITIES, INC.
2/21/20035/19/2003Atlanta, GA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sandy Meyer Leff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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