Amy Susan King
Investment Adviser Representative at Apforia
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Amy Susan King is an investment adviser representative with Apforia in Fallston, MD, where they have been registered since 2024. They have worked in the securities industry since 2019 and have been registered with 3 firms, including Instar Financial Planning, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Maryland.
Registrations & licenses
- Investment adviser:
- Florida, Maryland
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2019 – Feb 2023Baltimore, MD
- US ARMYMay 1997 – Oct 2019Aberdeen Proving Ground, MD
- Picket Fence Tax, LLCJan 2018 – Jan 2019Bel Air, MD
- Bank of America, N.A.Aug 2019 – Feb 2023Baltimore, MD
- Instar Financial Planning, LLCFeb 2023 – Dec 2024Fallston, MD
- ApforiaOct 2024 – no end date reportedVirginia Beach, VA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Apforia
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
SEC registration, compliance management (including dedicated CCO oversight, annual training, structured compliance tasks, and code of ethics enforcement), back-office support, transition support, structured onboarding, and business continuity planning.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 11
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Virginia Beach, VA
- SEC file number:
- 801-128361
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 10, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Amy Susan King has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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