APFORIA
SEC RegisteredThe Compliance Infrastructure Behind Independent Advisory Practices
About the firm
APFORIA is a collaborative, fee-only, fiduciary RIA that provides SEC registration, outsourced compliance, and back-office support so independent fee-only financial advisors can focus entirely on serving clients, not regulators.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
SEC registration, compliance management (including dedicated CCO oversight, annual training, structured compliance tasks, and code of ethics enforcement), back-office support, transition support, structured onboarding, and business continuity planning.
Who they serve
Independent fee-only financial advisors
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 312 | $56M |
| High Net Worth Individuals | 56 | $42M |
| Charitable Organizations | 17 | $3.5M |
113 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
11 advisors in the directory
Regulatory & compliance
Data as of April 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. APFORIA has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.