Ana Cristina Schuler Azario
Investment Adviser Representative at HSBC Securities (USA) Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ana Cristina Schuler Azario is an investment adviser representative with HSBC Securities (USA) Inc. in Miami, FL, where they have been registered since 2025. They have worked in the securities industry since 2020 and have been registered with 3 firms, including J.p. Morgan Securities LLC and EFG Asset Management (Americas) Corp. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in 21 states.
Office
Advisors at this office: 24
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Alabama, Alaska, Delaware, District of Columbia, Florida, Georgia, Iowa, Kansas, Louisiana, Maine, Maryland, Minnesota, Montana, Nebraska, New Mexico, North Carolina, North Dakota, Puerto Rico, Texas, Utah, Virgin Islands
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Chase Bank, N.A.Jul 2019 – Jan 2021Bloomfield Hills, MI
- J.P. Morgan Securities, LLC.Jul 2019 – Jan 2021Bloomfield Hills, MI
- UnemployedSep 2018 – Jun 2019Livonia, MI
- U.S. Consulate (post of the United States Embassy)May 2017 – Jul 2018Porto Alegre
- Master TranslationsJan 2008 – Apr 2017Porto Alegre
- UnemployedAug 2018 – Sep 2018Dearborn, MI
- Citibank NAJan 2021 – Sep 2021Miami, FL
- CITI International Financial Services LLCJan 2021 – Sep 2021Miami, FL
- Interactive Brokers LLCSep 2021 – Dec 2021West Palm Beach, FL
- Interactive BrokersSep 2021 – Dec 2021West Palm Beach, FL
- EFG Capital International Corp.Dec 2021 – Jul 2022Miami, FL
- JPMorgan Chase Bank, NAAug 2022 – Apr 2024Miami, FL
- JPMorgan Securities LLCAug 2022 – Apr 2024Miami, FL
- Goldman SachsApr 2024 – Jun 2025Miami, FL
- HSBC BANK USA, N.A.Jul 2025 – no end date reportedMiami, FL
- HSBC Securities (USA) IncAug 2025 – no end date reportedMiami, FL
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About HSBC Securities (USA) Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Firm account minimum
- $50,000 (waivable)
- First $250,0001.50%
- Next $250,0001.20%
- Next $500,0001.00%
- Next $1,000,0000.90%
+3 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Banking (Premier checking, savings), wealth and investing (financial planning, investments, insurance), international services, borrowing (credit cards, mortgages, U.S. mortgages for foreigners), advisory solutions, and global money transfers.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 378
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-64563
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at HSBC Securities (USA) Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ana Cristina Schuler Azario has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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