HS
HSBC SECURITIES (USA) INC.
SEC RegisteredNEW YORK, NYhttps://us.hsbc.com212-525-2879
Assets Under Management
$1B–$5B
Employees
490
Office Locations
25 offices
Total Accounts
12108
About the firm
HSBC Bank USA, N.A. provides banking products and services. HSBC Securities (USA) Inc. provides investment products and services and is an affiliate of HSBC Bank USA, N.A. HSBC Insurance Agency (USA) Inc. provides insurance products and services and is a wholly owned subsidiary of HSBC Bank USA, N.A.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Pooled VehiclesPension/Profit SharingState/Municipal
Areas of expertise
BankingWealth ManagementFinancial PlanningInvestmentsInsuranceInternational BankingCredit CardsMortgagesGlobal Money TransfersAdvisory Solutions
Services
Banking (Premier checking, savings), wealth and investing (financial planning, investments, insurance), international services, borrowing (credit cards, mortgages, U.S. mortgages for foreigners), advisory solutions, and global money transfers.
Private funds / alternatives
Private Equity
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 10,254 | $2.1B |
| High Net Worth Individuals | 1,791 | $1.6B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 28 | $88M |
| Charitable Organizations | 8 | $5.0M |
| State/Municipal Entities | 0 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Hsbc Holdings Plc
ULTIMATE PARENT COMPANY
Inc. Hsbc Markets (usa)
PARENT
Hsbc Investments (north America) Inc.
HOLDING COMPANY
Hsbc North America Holdings Inc.
HOLDING COMPANY
Hsbc Overseas Holdings (uk) Limited
HOLDING COMPANY
Mark Allen Steffensen
GENERAL COUNSEL
Patrick Michael Mr Nolan
PRESIDENT/CEO/DIRECTOR
Matthew John Iii Flanigan
HEAD OF OPERATIONS/CHIEF OPERATING OFFICER
Nial Joseph Kelly
DIRECTOR
Anthony Matthew Verga
CHIEF COMPLIANCE OFFICER/DIRECTOR
James Patrick Kelly
DIRECTOR
Andrew David Ireland
DIRECTOR
Didier Descamps
DIRECTOR
Steven Nicholas Lombardo
CHIEF FINANCIAL OFFICER
Office locations
25 offices in 7 states
NY
NEW YORKHQ
NY
SCARSDALE
NY
BROOKLYN
NY
NEW YORK
NY
FLUSHING
FL
AVENTURA
NY
NEW HYDE PARK
NY
NEW YORK
CA
BEVERLY HILLS
CA
ARCADIA
CA
SAN FRANCISCO
NY
NEW YORK
NY
DEPEW
FL
MIAMI
NY
DEPEW
CA
FREMONT
CA
CUPERTINO
CA
IRVINE
WA
VIRGINIA
WA
SEATTLE
NJ
CHATHAM
WA
BELLEVUE
NY
NEW YORK
IL
CHICAGO
DC
WASHINGTON
Advisors at this firm
Showing 100 of 384
Angela Queen Abate
Investment Adviser Representative
Mohamed Abdelgawad
Investment Adviser Representative
Rolando Mario Abellon
Investment Adviser Representative
Karen Marianne Acher-Howard
Investment Adviser Representative
Gina Addamo
Investment Adviser Representative
Samah Adem
Investment Adviser Representative
Matthew Agada
Investment Adviser Representative
Atif Ahmad
Investment Adviser Representative
Syed Wasi Ahmed
Investment Adviser Representative
John Peter Aiello
Investment Adviser Representative
Syedmuhammad Ali
Investment Adviser Representative
Matthew Alonso
Investment Adviser Representative
Robert M Althoff
Investment Adviser Representative
Carolina Angel Jassir
Investment Adviser Representative
Ibtesam Shaker Arabiat
Investment Adviser Representative
Christian Arlia
Investment Adviser Representative
Anwar Austin
Investment Adviser Representative
Aderonke Ayangbesan
Investment Adviser Representative
Ana Cristina Schuler Azario
Investment Adviser Representative
Annamarie Bevinetto
Investment Adviser Representative
Lorena Braunstein
Investment Adviser Representative
Colleen Marie Bucknum
Investment Adviser Representative
Jose Baez
Investment Adviser Representative
Clifford Dominick Bajor
Investment Adviser Representative
Kyle Douglas Baker
Investment Adviser Representative
Lala Balaoghlanova
Investment Adviser Representative
Douglas Armando Barrera Ventura
Investment Adviser Representative
Tulio F Batista
Investment Adviser Representative
Christopher Belich
Investment Adviser Representative
Allison Marie Bendeck
Investment Adviser Representative
Martha Elena Bermudez
Investment Adviser Representative
Mili Bhatia
Investment Adviser Representative
Ashwini Bhatnagar
Investment Adviser Representative
Jean Bifano
Investment Adviser Representative
Rayman A Bovell
Investment Adviser Representative
Richard A Brennan
Investment Adviser Representative
Christopher Brown
Investment Adviser Representative
Ali Aftab Bukhari
Investment Adviser Representative
David Evan Byers
Investment Adviser Representative
Sonia Teresa Castillo-Smith
Investment Adviser Representative
Kimberly Cebrik
Investment Adviser Representative
Matthew Millard Clingerman
Investment Adviser Representative
Manuel Cabielles
Investment Adviser Representative
Xuan Cao
Investment Adviser Representative
Elieser Carrazana
Investment Adviser Representative
Sandra Centa
Investment Adviser Representative
Chor Shing Chan
Investment Adviser Representative
Wingyan Chan
Investment Adviser Representative
Rajesh Kishin Changlani
Investment Adviser Representative
Cindy Shu-Yin Chen
Investment Adviser Representative
Elijah Chen
Investment Adviser Representative
Mark C Chen
Investment Adviser Representative
Giscard Jean Chery
Investment Adviser Representative
Cheuk Shun Cheung
Investment Adviser Representative
Yeong-Keng Chien
Investment Adviser Representative
Hui Wen Chou
Investment Adviser Representative
Dik Yui Chow
Investment Adviser Representative
Jimmy Ka Ching Chow
Investment Adviser Representative
Kun Lin Chung
Investment Adviser Representative
Nicholas Codola
Investment Adviser Representative
Daniel M Collins
Investment Adviser Representative
Edgardo E Contreras
Investment Adviser Representative
Jeffrey Thomas Converse
Investment Adviser Representative
Richard David Cordell
Investment Adviser Representative
Claudia Marcela Correa
Investment Adviser Representative
Jennifer Deni Cortes
Investment Adviser Representative
Rafael Alberto Cortez Bernal
Investment Adviser Representative
Matthew C. Costanzo
Investment Adviser Representative
Kerrianne Creegan
Investment Adviser Representative
Peter Joseph Curtin
Investment Adviser Representative
Alireza Damirchilou
Investment Adviser Representative
Christopher Harriman Dann
Investment Adviser Representative
Andre De Mello Baracat
Investment Adviser Representative
Maribel Sanchez Defauwes
Investment Adviser Representative
Natalie S Diez
Investment Adviser Representative
Jack T Dinanno
Investment Adviser Representative
Meiling Elsner
Investment Adviser Representative
Pedro Jose Eid
Investment Adviser Representative
Gregg Eisenstein
Investment Adviser Representative
Jaquelynne Elliott
Investment Adviser Representative
Gilma M Espana
Investment Adviser Representative
Alba Esparragoza
Investment Adviser Representative
Ricardo Espejo
Investment Adviser Representative
Aniello Gino Fabi
Investment Adviser Representative
William Fahs
Investment Adviser Representative
Xi Fei
Investment Adviser Representative
Wendy F Feng
Investment Adviser Representative
Jose Paulino Fernandes
Investment Adviser Representative
Vincent Fontana
Investment Adviser Representative
Fabio Forte
Investment Adviser Representative
Craig C Foster
Investment Adviser Representative
Andrew Paul Fox
Investment Adviser Representative
Allice Ren Fu
Investment Adviser Representative
Abanoub Gabra
Investment Adviser Representative
Robert Gaeta
Investment Adviser Representative
Anthony Gerard Gallagher
Investment Adviser Representative
Jorge B Garcia
Investment Adviser Representative
Yanay L Garciga
Investment Adviser Representative
Charles Garlock
Investment Adviser Representative
Robert Louis Garomo
Investment Adviser Representative
Regulatory & compliance
CRD number
#19585
SEC Number
801-64563
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Flat Fee / Performance-based
Minimum: $50,000 (waivable)
| Asset tier | Annual rate |
|---|---|
| First $250,000 | 1.50% |
| Next $250,000 | 1.20% |
| Next $500,000 | 1.00% |
| Next $1,000,000 | 0.90% |
| Next $3,000,000 | 0.80% |
| Next $5,000,000 | 0.65% |
| Above $10,000,000 | 0.55% |
Data as of April 15, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
us.hsbc.comPhone
212-525-2879Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. HSBC SECURITIES (USA) INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.