Ana Eugenia Romero
Investment Adviser Representative at U.S. Capital Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Ana Eugenia Romero is an investment adviser representative with U.S. Capital Wealth Advisors, LLC in Austin, TX, where they have been registered since 2023. They have worked in the securities industry since 2019 and have been registered with 4 firms, including Commonwealth Financial Network and Purshe Kaplan Sterling Investments. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 58
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Austin Financial PartnersSep 2016 – Jun 2017Austin, TX
- Purshe Kaplan Sterling InvestmentsJun 2017 – Feb 2018Albany, NY
- Legacy One Financial AdvisorsJun 2017 – Feb 2018Austin, TX
- Commonwealth Financial NetworkSep 2016 – Jun 2017Austin, TX
- Commonwealth Financial NetworkFeb 2018 – Jul 2020Waltham, MA
- Business Financial GroupFeb 2018 – Jul 2020San Antonio, TX
- U.S. Capital Wealth Advisors, LLCJul 2020 – Jun 2026Austin,, TX
- Arax Advisory Partners, LLCJun 2026 – no end date reportedAustin, TX
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About U.S. Capital Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $50,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Austin, TX
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ana Eugenia Romero has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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