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Andrew Bert Fishman

Investment Adviser Representative at AFFIANCE FINANCIAL LLC

St. Louis Park, MNCRD #2614044Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
27 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Bert Fishman has worked in the securities industry since 1995. They have passed the Series 63 and 7 examinations. They are registered to provide investment advisory services in 27 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
ArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIllinoisKansasMarylandMassachusettsMichiganMinnesotaMontanaNebraskaNevadaNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth DakotaTennesseeTexasWashingtonWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/30/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/25/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Affiance Financial LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PRIVATE CLIENT SERVICES, LLCCurrent
7/3/2019St. Louis Park, MN
AFFIANCE FINANCIAL LLCCurrent
1/22/2014St. Louis Park, MN
CETERA ADVISOR NETWORKS LLC
12/14/20045/16/2017St Louis Park, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AFFIANCE FINANCIAL LLC

11 other advisors in the directory

View AFFIANCE FINANCIAL LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Bert Fishman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Andrew Bert Fishman - Financial Advisor in St. Louis Park, MN | AdvisorFinder