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Andrew C Grande

Investment Adviser Representative at LPL Enterprise, LLC

Southborough, MACRD #5353350Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew C. Grande is an investment adviser representative with LPL Enterprise, LLC in Southborough, MA, where they have been registered since 2024. They have worked in the securities industry since 2014 and have been registered with 3 firms, including Prudential Financial Planning Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Massachusetts.

Office

257 Turnpike Rd, Suite 300
Southborough, MA 01772

Advisors at this office: 27

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts
Broker:
11 states and territories

California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, North Carolina, Rhode Island, Vermont, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/17/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 6/13/2014
Series 66
Uniform Combined State Law Examination
Passed 8/13/2008
Series 7
General Securities Representative Examination
Passed 4/29/2022
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/23/2014
Series 7
General Securities Representative Examination
Passed 5/13/2008
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 11/16/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Enterprise, LLCCurrent
11/15/2024 – Southborough, MA
Prudential Financial Planning Services
9/16/2024 – 11/20/2024Marlborough, MA
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8/15/2008 – 2/24/2009Boston, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. New York Life Insurance Co
    Dec 2020 – Jun 2022Rockland, MA
  2. Allstate Insurance Co
    Feb 2014 – Dec 2020Sturbridge, MA
  3. AllState Financial Services LLC
    Jun 2014 – Dec 2020Kingston, MA
  4. NYLife Securities LLC
    Dec 2020 – Jun 2022Waltham, MA
  5. DMSE Sports Inc
    Apr 2000 – Nov 2024Woburn, MA
  6. Northwestern Mutual Life Insurance Company
    Jun 2022 – May 2024Milwaukee, WI
  7. Northwestern Mutual Investment Services LLC
    Jun 2022 – May 2024Boston, MA
  8. Northwestern Mutual Wealth Management Company
    Aug 2022 – May 2024Milwaukee, WI
  9. Pruco Securities LLC
    May 2024 – Nov 2024Marlborough, MA
  10. LPL Enterprise, LLC
    Nov 2024 – no end date reportedMarlborough, MA

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Enterprise, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,088
Offices listed on AdvisorFinder:
5
Main office:
Fort Mill, SC
SEC file number:
801-130883

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 15, 2026

View full firm profile

Other advisors at LPL Enterprise, LLC

Showing 12 of 3,088 in the directory

View LPL Enterprise, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew C Grande has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Andrew C Grande (LPL Enterprise) - Fees & Credentials