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Andrew Devitt Finnegan

Investment Adviser Representative at CG ADVISORY SERVICES

Wilmington, NCCRD #2709048Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Devitt Finnegan has worked in the securities industry since 2009. They are registered to provide investment advisory services in Michigan and North Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MichiganNorth Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/2/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 2/27/2014
Series 65
Uniform Investment Adviser Law Examination
Passed 5/24/2012
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/13/2014
Series 55
Limited Representative-Equity Trader Exam
Passed 10/28/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CG Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CG ADVISORY SERVICESCurrent
4/3/2023Wilmington, NC
FIDELITY PERSONAL AND WORKPLACE ADVISORS
12/7/202212/19/2022Tiburon, CA
CHARLES SCHWAB & CO., INC.
12/17/20218/4/2022San Francisco, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/6/20201/12/2021Mill Valley, CA
ADF CAPITAL MANAGEMENT, LLC
6/4/20127/11/2013Tiburon, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Devitt Finnegan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Devitt Finnegan - Financial Advisor in Wilmington, NC | AdvisorFinder