Andrew J Miller
Investment Adviser Representative at Stephens
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew J. Miller is an investment adviser representative with Stephens in Little Rock, AR, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas and Texas.
Office
Advisors at this office: 62
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arkansas, Texas
- Broker:
1 state or territory
Arkansas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Stephens IncJun 2025 – no end date reportedLittle Rock, AR
- IMCMay 2022 – Aug 2022Tallahassee, FL
- CosptMay 2023 – Aug 2023Tallahassee, FL
- Morgan StanleyMay 2024 – Aug 2024Boca Raton, FL
- Holy Comforter Episcopal SchoolJun 2015 – May 2017Tallahassee, FL
- Maclay High SchoolAug 2017 – May 2018Tallahassee, FL
- Chiles High SchoolAug 2018 – May 2021Tallahassee, FL
- NAMay 2021 – Aug 2021Tallahassee, FL
- University of the SouthAug 2021 – May 2022Sewanee, TN
- University of the SouthAug 2022 – May 2023Sewanee, TN
- University of the SouthAug 2023 – Aug 2024Sewanee, TN
- University of the SouthAug 2024 – Jun 2025Sewanee, TN
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stephens
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 243
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Little Rock, AR
- SEC file number:
- 801-15510
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Stephens
Showing 12 of 243 in the directory
Similar advisors in Little Rock, AR
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew J Miller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched