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Andrew Karl Ferraro

Investment Adviser Representative at PKS ADVISORY SERVICES, LLC

Schwenksville, PACRD #2801628Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
22 states
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Karl Ferraro has worked in the securities industry since 2000. They are registered to provide investment advisory services in 22 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
ArizonaCaliforniaColoradoFloridaGeorgiaIllinoisMaineMarylandMassachusettsMichiganMinnesotaMissouriNevadaNew HampshireNew YorkOhioPennsylvaniaSouth CarolinaTexasVirginiaWashingtonWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/5/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 11/14/1996
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 4/26/1999
Series 7
General Securities Representative Examination
Passed 11/5/1996
Series 51
Municipal Fund Securities Principal Examination
Passed 12/20/2019
Series 4
Registered Options Principal Examination
Passed 2/7/2011
Series 24
General Securities Principal Examination
Passed 5/15/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

PKS Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PKS ADVISORY SERVICES, LLCCurrent
9/14/2023Schwenksville, PA
EQUITABLE ADVISORS, LLC
1/29/20204/18/2022Bala Cynwyd, PA
1914 ADVISORS
7/1/20083/27/2009West Conshohocken, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Karl Ferraro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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