Roy Leon Matlock Jr
Investment Adviser Representative at PKS Advisory Services, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Roy Leon Matlock Jr. is an investment adviser representative with PKS Advisory Services, LLC in Brentwood, TN, where they have been registered since 2023. They have worked in the securities industry since 1984 and have been registered with 3 firms, including Terra Wealth and Primerica Advisors. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Tennessee and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee, Texas
- Broker:
10 states and territories
Alabama, California, Florida, Georgia, Illinois, Kentucky, Oregon, Tennessee, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- PFS Investments Inc.Jan 1984 – Mar 2022Brentwood, TN
- Primerica Financial ServicesFeb 1991 – Mar 2022Brentwood, TN
- Terra Wealth Management, LLCJul 2022 – Oct 2023Nashville, TN
- Purshe Kaplan Sterling InvestmentsMar 2022 – Oct 2023Albany, NY
- RMJ Small BizSep 2023 – Oct 2023Nashville, TN
- PKS Advisory Services, LLC dba RMJ AdvisoryNov 2023 – no end date reportedNashville, TN
- Sales Team Pro, LLCJun 2008 – no end date reportedNashville, TN
- ConnectMyBiz LLCJan 2023 – Sep 2023Nashville, TN
- Purshe Kaplan Sterling InvestmentsNov 2023 – no end date reportedAlbany, NY
- PKS Advisory Services, LLCSep 2023 – Oct 2023Nashville, TN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About PKS Advisory Services, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management, portfolio management, and financial integration services including personalized financial planning, active investment management, and complimentary portfolio reviews.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 49
- Offices listed on AdvisorFinder:
- 12
- Main office:
- Albany, NY
- SEC file number:
- 801-62147
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 29, 2026
View full firm profileOther advisors at PKS Advisory Services, LLC
Showing 12 of 49 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roy Leon Matlock Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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