Andrew McConnell
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andrew McConnell is an investment adviser representative with J.p. Morgan Securities LLC in Minneapolis, MN, where they have been registered since 2024. They have worked in the securities industry since 2022 and were previously registered with Valic Financial Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
13 states and territories
Alabama, Arizona, California, Connecticut, Florida, Illinois, Indiana, Iowa, Minnesota, New Jersey, New York, North Dakota, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sonus InteriorsMay 2019 – Jul 2021Golden Valley, MN
- Thomas PrintworksJan 2011 – Apr 2019Minneapolis, MN
- UnemployedAug 2021 – Aug 2021Robbinsdale, MN
- Northwestern Mutual Life Insurance CompanySep 2021 – Jul 2022Milwaukee, WI
- CorebridgeAug 2022 – Jun 2024Edina, MN
- McConnell Financial, LLCSep 2021 – Jun 2024Robbinsdale, MN
- J.P. Morgan Securities LLCJun 2024 – Sep 2026Minneapolis, MN
- JPMorgan Chase Bank, N.A.Jun 2024 – Sep 2026Minneapolis, MN
- Wells Fargo Clearing Services, LLCSep 2026 – no end date reportedMinneapolis, MN
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew McConnell has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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