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Andrew Thomas Ullmann

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Shavano Park, TXCRD #1293001Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Andrew Thomas Ullmann has worked in the securities industry since 1984. They are registered to provide investment advisory services in Arizona and Texas.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
ArizonaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/27/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 8/22/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 62
Corporate Securities Limited Representative Examination
Passed 1/18/1999
Series 22
Direct Participation Programs Representative Examination
Passed 9/20/1985
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/27/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
6/25/2007Shavano Park, TX
MML INVESTORS SERVICES, INC.
7/13/20016/25/2007San Antonio, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Thomas Ullmann has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Thomas Ullmann - Financial Advisor in Shavano Park, TX | AdvisorFinder