Andy Don McClaflin
Investment Adviser Representative at Aspen Wealth Strategies, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Andy Don Mcclaflin is an investment adviser representative with Aspen Wealth Strategies, LLC in Arvada, CO, where they have been registered since 2020. They have worked in the securities industry since 2003 and have been registered with 3 firms, including Raymond James Financial Services Advisors, Inc and Edward Jones. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado and Texas.
Office
Advisors at this office: 6
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James Financial Services, Inc.Jul 2013 – Sep 2020Arvada, CO
- Raymond James Financial Services Advisors Inc.Jul 2013 – Sep 2020Arvada, CO
- Mcclaflin FinancailOct 2013 – Sep 2018Aevada, CO
- Non-variable InsuranceNov 2014 – Nov 2021Arvada, CO
- McClaflin Real Estate LLCDec 2017 – no end date reportedArvada, CO
- M & M BOAT LLCJan 2018 – Nov 2021Arvada, CO
- RAR Ltd.Sep 2018 – no end date reportedArvada, CO
- Aspen Wealth Strategies, LLCSep 2020 – no end date reportedArvada, CO
- Aspen Wealth Planning LLCJun 2024 – no end date reportedArvada, CO
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Aspen Wealth Strategies, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Wealth Management $0-$499,9991.60%
- Wealth Management $500,000-$999,9991.40%
- Wealth Management $1,000,000-$1,499,9990.90%
- Wealth Management $1,500,000-$1,999,9990.70%
+12 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Fee-only financial planning and asset management services including retirement planning, estate planning, education and college planning, charitable gifting, tax planning, pensions and stock options, real estate planning, asset allocation, risk analysis, 401(k) allocation, diversification, trust services, institutional asset management, and corporate services.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Arvada, CO
- SEC file number:
- 801-119473
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 25, 2026
View full firm profileOther advisors at Aspen Wealth Strategies, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andy Don McClaflin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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