ASPEN WEALTH STRATEGIES, LLC
SEC RegisteredYour Lifelong Financial Partner
About the firm
Aspen Wealth Strategies wants to be a leading provider of wealth management services, consistently raising the bar for what services looks like in the industry. Through commitment to financial innovation and technology, personalized solutions, and living their values, they aim to help every client experience excellence. They seek to build a community of empowered and financially secure families with a trusted partner to help maximize their financial potential.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Fee-only financial planning and asset management services including retirement planning, estate planning, education and college planning, charitable gifting, tax planning, pensions and stock options, real estate planning, asset allocation, risk analysis, 401(k) allocation, diversification, trust services, institutional asset management, and corporate services.
Who they serve
Individuals and families regardless of resources or asset size, as well as corporate clients with legal and administrative obligations.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 248 | $81M |
| High Net Worth Individuals | 115 | $224M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
6 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Wealth Management $0-$499,999 | 1.60% |
| Wealth Management $500,000-$999,999 | 1.40% |
| Wealth Management $1,000,000-$1,499,999 | 0.90% |
| Wealth Management $1,500,000-$1,999,999 | 0.70% |
| Wealth Management $2,000,000-$2,499,999 | 0.65% |
| Wealth Management $2,500,000-$2,999,999 | 0.45% |
| Wealth Management $3,000,000+ | — |
| Investment Management $0-$499,999 | 1.25% |
| Investment Management $500,000-$999,999 | 0.65% |
| Investment Management $1,000,000-$1,499,999 | 0.55% |
| Investment Management $1,500,000-$1,999,999 | 0.45% |
| Investment Management $2,000,000-$2,499,999 | 0.35% |
| Investment Management $2,500,000-$2,999,999 | 0.25% |
| Investment Management $3,000,000+ | — |
| Aspen Rainy Day Portfolio | 0.25% |
| Aspen Municipal Bond Portfolio | 0.40% |
Data as of February 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ASPEN WEALTH STRATEGIES, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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