Anna Case
Investment Adviser Representative at Founders Capital Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anna Case is an investment adviser representative with Founders Capital Management, LLC in Hartford, CT, where they have been registered since 2022, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in Connecticut and Texas.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Founders Capital Management, LLCFeb 2022 – no end date reportedHartford, CT
- Morgan Stanley & Co. LLCOct 2020 – Feb 2022Purchase, NY
- Macquarie Capital (USA) Inc.Jul 2019 – Oct 2021New York, NY
- Macquarie Capital (USA) Inc.Jun 2018 – Jul 2018New York, NY
- Kamp KohutJun 2017 – Aug 2017Oxford, ME
- Full Time StudentJan 2012 – May 2017Hamilton, NY
- Colgate UniversitySep 2015 – May 2019Hamilton, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Founders Capital Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Firm account minimum
- $100,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management, family office services (estate management, philanthropy, generational wealth management), and business services (strategic analysis, capital allocation, transaction advisement). Client portfolios typically concentrate on 15 to 20 equity positions, investing directly in stocks and fixed-income securities with customized, personalized portfolios.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 4
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Hartford, CT
- SEC file number:
- 801-60878
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of February 25, 2026
View full firm profileOther advisors at Founders Capital Management, LLC
3 other advisors in the directory
Similar advisors in Hartford, CT
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anna Case has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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