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FOUNDERS CAPITAL MANAGEMENT, LLC

SEC Registered

Investing for the long term. Every day.

HARTFORD, CThttps://foundcapital.com860.308.0061
Assets Under Management
$500M–$1B
Employees
5
Office Locations
1 office
Total Accounts
538

About the firm

Founders Capital Management is a privately owned, SEC-registered investment advisory firm. The firm's mission is to help families, businesses, and individuals achieve lasting financial security through expert, individualized investment strategy and asset management services. Their approach is grounded in disciplined value investing, investing directly in rigorously researched equities and fixed-income securities.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit Sharing

Areas of expertise

Value InvestingInvestment ManagementEquity ResearchFixed-incomeFamily OfficeEstate ManagementPhilanthropyGenerational Wealth ManagementCapital AllocationTransaction AdvisementRisk Management+2 more

Services

Investment management, family office services (estate management, philanthropy, generational wealth management), and business services (strategic analysis, capital allocation, transaction advisement). Client portfolios typically concentrate on 15 to 20 equity positions, investing directly in stocks and fixed-income securities with customized, personalized portfolios.

investment_managementcharitable_givingwealth_managementrisk_management

Who they serve

Families, businesses, and individuals

Client segmentClientsAssets managed
Individuals (Non-HNW)83$29M
High Net Worth Individuals134$860M
State/Municipal Entities6

0 total clients reported on Form ADV.

Leadership

Howard Elliot Case
MEMBER
Patrick Alan Terrion
CHIEF COMPLIANCE OFFICER/MEMBER

Office locations

1 office in 1 state
CT
HARTFORDHQ

Advisors at this firm

4 advisors in the directory

Regulatory & compliance

CRD number
#118853
SEC Number
801-60878
Disciplinary History
No
Fee Model & Minimums
Model: AUM
Minimum: $100,000 (waivable)

Data as of February 25, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FOUNDERS CAPITAL MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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