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Anna Margaret Lomnicki

Investment Adviser Representative at RBC Capital Markets, LLC

St. Paul, MNCRD #7831067Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anna Margaret Lomnicki is an investment adviser representative with RBC Capital Markets, LLC in St. Paul, MN, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota and Texas.

Office

971 Sibley Memorial Hwy, Suite 100
St. Paul, MN 55118-2250

Advisors at this office: 19

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Minnesota, Texas
Broker:
27 states and territories

Arizona, Arkansas, California, Colorado, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Iowa, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Jersey, New York, North Dakota, Ohio, South Dakota, Tennessee, Texas, Virginia, Washington, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/27/2026
Series 7
General Securities Representative Examination
Passed 4/7/2025
SIE
Securities Industry Essentials Examination
Passed 5/21/2024

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

RBC Capital Markets, LLCCurrent
2/27/2026 – St. Paul, MN
RBC Capital Markets, LLCCurrent
4/7/2025 – Eagan, MN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. RBC Capital Markets, LLC
    Nov 2023 – no end date reportedSt. Paul, MN
  2. South Washington County Community Education
    Mar 2016 – Sep 2018Woodbury, MN
  3. JCPenny
    Oct 2018 – May 2019Woodbury, MN
  4. Student
    Jun 2019 – Dec 2019De Pere, WI
  5. Hohenstein's Inc
    Jan 2020 – Jan 2020Woodbury, MN
  6. Student
    Feb 2020 – Mar 2020De Pere, WI
  7. Saint Norbert Cafeteria
    Mar 2020 – Mar 2020De Pere, WI
  8. Student
    Apr 2020 – Apr 2020Woodbury, MN
  9. Cubs Food
    May 2020 – Jan 2021Woodbury, MN
  10. Holiday Gas Station
    Nov 2020 – May 2021St Cloud, MN
  11. Student
    Jun 2021 – Aug 2021Woodbury, MN
  12. St Cloud State Residential Hall
    Sep 2021 – May 2022St Cloud, MN
  13. Hays Talent Solutions
    May 2022 – May 2023Woodbury, MN
  14. Unemployed
    Jun 2023 – Jul 2023Woodbury, MN
  15. Avis Car Rental
    Jul 2023 – Aug 2023Bloomington, MN
  16. Gypsum Consluting
    Aug 2023 – Sep 2023Minneapolis, MN
  17. Unemployed
    Sep 2023 – Nov 2023Woodbury, MN

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About RBC Capital Markets, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Retirement Plan Rollovers, Retirement Income Planning, Portfolio Management, Estate Planning Services, Education Funding, Company Stock Option Planning, and Tax-Exempt Municipal Bonds.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Retirement PlanningPortfolio ManagementEstate PlanningEducation FundingStock Option PlanningMunicipal BondsWealth Management

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
3,804
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
SEC file number:
801-13059

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at RBC Capital Markets, LLC

Showing 12 of 3,804 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anna Margaret Lomnicki has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Anna Margaret Lomnicki (RBC Capital Markets) | AdvisorFinder