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Anna Marie Downs

Investment Adviser Representative at ON INVESTMENT MANAGEMENT CO

Superior, WICRD #5211564Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
8 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anna Marie Downs has worked in the securities industry since 2007. They are registered to provide investment advisory services in Arizona, California, Florida, Illinois, Michigan, Minnesota, North Carolina, and Wisconsin.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 8 states
ArizonaCaliforniaFloridaIllinoisMichiganMinnesotaNorth CarolinaWisconsin
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/27/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/13/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

ON Investment Management Co Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ON INVESTMENT MANAGEMENT COCurrent
8/19/2014Superior, WI

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anna Marie Downs has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Anna Marie Downs - Financial Advisor in Superior, WI | AdvisorFinder