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Deepak Nervanda Appaya

Investment Adviser Representative at ON Investment Management Co

Robbinsville, NJCRD #1493211Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Deepak Nervanda Appaya is an investment adviser representative with On Investment Management Co in Robbinsville, NJ, where they have been registered since 2023. They have worked in the securities industry since 1986 and have been registered with 3 firms, including Buckman Advisory Group LLC and NEW England Securities Corporation. They have passed 5 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New Jersey.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New Jersey
Broker:
3 states and territories

New Jersey, Pennsylvania, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/20/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/26/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/23/1986
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 1/22/1998

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

ON Investment Management CoCurrent
4/17/2023 – Robbinsville, NJ
THE O.n. Equity Sales CompanyCurrent
4/14/2023 – Robbinsville, NJ
ON Investment Management Co
4/11/2011 – 2/16/2023Robbinsville, NJ
Buckman Advisory Group LLC
3/15/2005 – 12/18/2009Shrewsbury, NJ
NEW England Securities Corporation
7/5/2002 – 4/30/2003Somerville, NJ

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. OHIO National Financial Services
    Apr 2004 – Feb 2023Cincinnati, OH
  2. THE O.n. Equity Sales Company
    Apr 2011 – Feb 2023Cincinnati, OH
  3. Chelsea Financial Services
    Feb 2023 – no end date reportedStaten Island, NY
  4. The O.N. Equity Sales Company
    Apr 2023 – no end date reportedCincinnati, OH

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About ON Investment Management Co

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Independent broker/dealer services for financial professionals, including a comprehensive product shelf, competitive payouts, access to technology and resources, and support for a wide variety of business models

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other Advisers
Firm areas of expertise
Independent Broker/dealerFinancial ProfessionalsAdvisor TransitionInvestment ProductsFINRA MemberSIPC MemberRegistered Broker/dealer

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
210
Offices listed on AdvisorFinder:
26
Main office:
Cincinnati, OH
Founded:
1968
SEC file number:
801-7941

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 10, 2026

View full firm profile

Other advisors at ON Investment Management Co

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Deepak Nervanda Appaya has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Deepak Nervanda Appaya (ON Investment Management Co)