Anna Rachel Smith
Investment Adviser Representative at Iconiq Capital, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anna Rachel Smith is an investment adviser representative with Iconiq Capital, LLC in San Francisco, CA, where they have been registered since 2026, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California.
Office
Advisors at this office: 65
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Pepperdine UniversityAug 2022 – May 2025Malibu, CA
- StarbucksFeb 2022 – Aug 2022Seattle, WA
- Pepperdine University Center for the ArtsAug 2022 – May 2025Malibu, CA
- Urban OutfittersAug 2024 – Apr 2025Malibu, CA
- The Pepperdine BeaconJul 2024 – May 2025Malibu, CA
- ErehwonApr 2025 – Jun 2025Calabasas, CA
- TargetAug 2020 – Feb 2022Union, KY
- Sherwood Financial PartnersJan 2025 – Mar 2025Westlake Village, CA
- KrogerJan 2020 – Aug 2020Union, KY
- UnemployedJan 2015 – Jan 2020Union, KY
- UnemployedJun 2025 – Jul 2025Calabasas, CA
- IconiqJul 2025 – no end date reportedSan Francisco, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Iconiq Capital, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Estimated blended rate
- 0.015
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 84
- Offices listed on AdvisorFinder:
- 3
- Main office:
- San Francisco, CA
- SEC file number:
- 801-72878
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 12, 2026
View full firm profileOther advisors at Iconiq Capital, LLC
Showing 12 of 84 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anna Rachel Smith has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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