Casey John Slattery
Investment Adviser Representative at Iconiq Capital, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Casey John Slattery is an investment adviser representative with Iconiq Capital, LLC in New York, NY, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Transamerica Investors Securities Corporation. They have passed 3 industry qualification exams, including the Series 65 (investment adviser) and Series 6 (investment company and variable products). They are registered to provide investment advice in California.
Office
Advisors at this office: 8
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Transamerica Life Insurance CompanyJan 2021 – May 2021Denver, CO
- Silver Lake PartnersJun 2020 – Aug 2020Menlo Park, CA
- UlineMay 2019 – Aug 2019Dallas, TX
- Fox Sports NorthJun 2018 – Aug 2018Minneapolis, MN
- CU BoulderAug 2016 – May 2020Boulder, CO
- UnemployedSep 2020 – Dec 2020Denver, CO
- Transamerica Investors Securities CorporationAug 2021 – Oct 2021Denver, CO
- WMEOct 2021 – Apr 2024New York, NY
- ICONIQ CapitalApr 2024 – no end date reportedNew York, NY
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Iconiq Capital, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Estimated blended rate
- 0.015
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 84
- Offices listed on AdvisorFinder:
- 3
- Main office:
- San Francisco, CA
- SEC file number:
- 801-72878
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 12, 2026
View full firm profileOther advisors at Iconiq Capital, LLC
Showing 12 of 84 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Casey John Slattery has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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