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Anthony Alan Saccaro

Investment Adviser Representative at PROVIDENCE FINANCIAL AND INSURANCES, INC.

Woodland Hills, CACRD #5230816Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Alan Saccaro has worked in the securities industry since 2011. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 10/10/2007
Series 65
Uniform Investment Adviser Law Examination
Passed 9/8/2006
SIE
Securities Industry Essentials Examination
Passed 5/7/2026
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/26/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0-$250,000
$250,000-$1,000,0001.50%
$1,000,001+1.25%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Providence Financial AND Insurances, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PROVIDENCE FINANCIAL AND INSURANCES, INC.Current
11/9/2011Woodland Hills, CA
ING FINANCIAL PARTNERS, INC
11/1/20072/19/2008Woodland Hills, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View PROVIDENCE FINANCIAL AND INSURANCES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Alan Saccaro has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.