Jake Isaac Sarnoff
Investment Adviser Representative at Providence Financial AND Insurances, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Jake Isaac Sarnoff is an investment adviser representative with Providence Financial and Insurances, Inc. in Woodland Hills, CA, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with ESI Financial Advisors. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Office
Advisors at this office: 5
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Self-EmployedMay 2012 – Mar 2022Playa Vista, CA
- Allstate InsuranceApr 2022 – Dec 2022Montebello, CA
- Kinter Insurnace ServicesJan 2023 – Jun 2023Hermosa Beach, CA
- True Path FinancialJul 2023 – Jun 2025Irvine, CA
- Equity Services IncNov 2024 – Jun 2025Montpelier, VT
- Providence Financial and Insurance, Inc.Jun 2025 – no end date reportedWoodland Hills, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Providence Financial AND Insurances, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Firm account minimum
- $250,000 (waivable)
- $0-$250,000—
- $250,000-$1,000,0001.50%
- $1,000,001+1.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement income planning, Social Security strategies, tax planning, investment management, and estate planning; also hosts free financial planning events
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 2
- Main office:
- Woodland Hills, CA
- Founded:
- 1999
- SEC file number:
- 801-121770
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 4, 2026
View full firm profileOther advisors at Providence Financial AND Insurances, Inc.
4 other advisors in the directory
Similar advisors in Woodland Hills, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Jake Isaac Sarnoff has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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