AdFi
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PROVIDENCE FINANCIAL AND INSURANCES, INC.

SEC Registered

RETIREMENT ADVICE You Can Trust

WOODLAND HILLS, CAhttps://providencefinancialradio.com818-887-6443
Assets Under Management
$100M–$500M
Year Founded
1999
Employees
16
Office Locations
2 offices
Total Accounts
1524

About the firm

Providence Financial & Insurance Services, founded in 1999 by Anthony Saccaro, is a financial planning firm based in Los Angeles that has been repeatedly named to Forbes' list of 'Top Financial Planning Firms in California.' The firm hosts the weekly Providence Financial Retirement Show on KNX 1070, delivering educational content on retirement and financial planning.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/MunicipalInsurance Companies

Areas of expertise

Retirement PlanningIncome PlanningSocial SecurityTax PlanningInvestment ManagementEstate PlanningInsurance ServicesFinancial Education

Services

Retirement income planning, Social Security strategies, tax planning, investment management, and estate planning; also hosts free financial planning events

Who they serve

Individual investors, retirees, business owners, and anyone hoping to retire in the near future

Client segmentClientsAssets managed
Individuals (Non-HNW)582$151M
High Net Worth Individuals42$64M

0 total clients reported on Form ADV.

Leadership

Anthony Alan Saccaro
PRESIDENT, CCO

Office locations

2 offices in 1 state
CA
WOODLAND HILLSHQ
CA
VALENCIA

Advisors at this firm

5 advisors in the directory

Regulatory & compliance

CRD number
#141988
SEC Number
801-121770
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Commission
Minimum: $250,000 (waivable)
Asset tierAnnual rate
$0-$250,000
$250,000-$1,000,0001.50%
$1,000,001+1.25%

Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. PROVIDENCE FINANCIAL AND INSURANCES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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