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Anthony Allen Cardinal

Investment Adviser Representative at WEALTHSPIRE RETIREMENT ADVISORY

Lakewood Ranch, FLCRD #1907461Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
4 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Allen Cardinal has worked in the securities industry since 1988. They have passed the Series 65, 63, 26, and 6 examinations. They are registered to provide investment advisory services in Florida, Illinois, Michigan, and Minnesota.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 4 states
FloridaIllinoisMichiganMinnesota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/15/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 12/21/1988
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/15/1988
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/12/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Wealthspire Retirement Advisory Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WEALTHSPIRE RETIREMENT ADVISORYCurrent
12/15/2016 – Lakewood Ranch, FL
FORTIS INVESTORS, INC.
12/23/1994 – 1/8/1998Oakdale, MN
PRUCO SECURITIES CORPORATION
12/21/1988 – 12/22/1994Newark, NJ
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
12/21/1988 – 12/10/1993Newark, NJ

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Allen Cardinal has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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