Anthony D. Napolitano
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony D. Napolitano is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Paramus, NJ, where they have been registered since 2023. They have worked in the securities industry since 2022 and were previously registered with LPL Financial LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey and Texas.
Office
Advisors at this office: 94
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey, Texas
- Broker:
12 states and territories
California, Connecticut, Florida, Georgia, Illinois, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Morgan StanleyJun 2019 – Oct 2019Paramus, NJ
- Morgan StanleyJun 2018 – Jan 2019Paramus, NJ
- Delaware NorthFeb 2018 – Jul 2018Harrison, NJ
- Janson MediaJan 2015 – Dec 2017Tappan, NY
- Brooks BrothersJul 2017 – Aug 2017New York, NY
- The 9W Market and Filling StationMay 2012 – Jun 2017Palisades, NY
- Montclair State UniversitySep 2015 – Jan 2019Montclair, NJ
- AndiamoJan 2019 – Jun 2019Los Angeles, CA
- Cetera Investment Services LLCJan 2020 – Jul 2020New York, NY
- Cetera Investment Services LLCJul 2020 – Aug 2020New York, NY
- Media AssemblyJan 2021 – Jul 2021New York, NY
- Royal Alliance AssociatesJul 2021 – Dec 2021Old Tappan, NJ
- LPL Financial, LLCJan 2022 – Jun 2022Old Tappan, NJ
- AndiamoAug 2020 – Jan 2021Haworth, NJ
- LPL FinancialJun 2022 – Oct 2023Old Tappan, NJ
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2023 – no end date reportedParamus, NJ
- Garden State CapitalJul 2021 – Oct 2022Old Tappan, NJ
- UnemployedJan 2019 – Jun 2019Harrington Park, NJ
- UnemployedOct 2019 – Jan 2020Harrington Park, NJ
- Garden State CapitalJun 2022 – Oct 2023Old Tappan, NJ
- Bank of America, N.A.Nov 2023 – no end date reportedParamus, NJ
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony D. Napolitano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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