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Anthony David Marks

Investment Adviser Representative at A.G.P / ALLIANCE GLOBAL PARTNERS

New York, NYCRD #8086648Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
States Registered
17 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony David Marks has worked in the securities industry since 2025. They are registered to provide investment advisory services in 17 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 17 states
AlabamaArizonaCaliforniaColoradoConnecticutFloridaGeorgiaMaineMarylandMassachusettsMichiganNew JerseyNew YorkOhioPennsylvaniaTexasWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/19/2025
Series 7
General Securities Representative Examination
Passed 6/18/2025
SIE
Securities Industry Essentials Examination
Passed 3/7/2025

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $10,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A.g.p / Alliance Global Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A.G.P / ALLIANCE GLOBAL PARTNERSCurrent
2/5/2026New York, NY
AMERIPRISE FINANCIAL SERVICES, LLC
7/19/20252/5/2026New York, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony David Marks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Anthony David Marks - Financial Advisor in New York, NY | AdvisorFinder