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Anthony J Seifert

Investment Adviser Representative at Alden Investment Group

Mount Pleasant, SCCRD #6514406Investment Adviser Representative
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony J. Seifert is an investment adviser representative with Alden Investment Group in Mount Pleasant, SC, where they have been registered since 2025. They have worked in the securities industry since 2016 and have been registered with 5 firms, including Kestra Advisory Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Arkansas, Georgia, Michigan, Mississippi, North Carolina, Oklahoma, and South Carolina.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arkansas, Georgia, Michigan, Mississippi, North Carolina, Oklahoma, South Carolina

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/15/2016
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/19/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Alden Investment GroupCurrent
4/9/2025 – Mount Pleasant, SC
Kestra Advisory Services, LLC
5/16/2022 – 2/3/2025Mount Pleasant, SC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8/24/2016 – 4/22/2022Mount Pleasant, SC
360 Financial Partners, LLC
2/25/2016 – 8/23/2016Mount Pleasant, SC
Sterne AGEE Asset Management, Inc.
1/20/2016 – 6/16/2016Mt. Pleasant, SC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Merrill Lynch Pierce Fenner & Smith
    Aug 2016 – Mar 2022Mount Pleasant, SC
  2. Bank of America, N.A.
    Oct 2016 – Mar 2022Mount Pleasant, SC
  3. Kestra Investment Services, LLC
    May 2022 – Feb 2025Mount Pleasant, SC
  4. Kestra Advisory Services, LLC
    May 2022 – Feb 2025Mount Pleasant, SC
  5. Alden Investment Advisors, LLC
    Mar 2025 – no end date reportedWayne, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Alden Investment Group

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsHigh Net WorthPension/Profit Sharing

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
41
Offices listed on AdvisorFinder:
1
Main office:
Wayne, PA
SEC file number:
801-122688

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 2, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony J Seifert has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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