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Matthew Thomas Resch

Investment Adviser Representative at Alden Capital

Wayne, PACRD #3094276Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Matthew Thomas Resch is an investment adviser representative in Wayne, PA, currently registered with Alden Capital and Alden Investment Group. They have worked in the securities industry since 2001 and have been registered with 6 firms, including PNC Capital Markets LLC and PNC FIG Advisory, Inc. They have passed 9 industry qualification exams, including the Series 7 (general securities representative), Series 24 (general securities principal), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania.

Office

37 West Ave, Suite 301
Wayne, PA 19087

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania
Broker:
9 states and territories

Indiana, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, South Dakota, West Virginia, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/4/1999
Series 52
Municipal Securities Representative Examination
Passed 4/27/2026
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/6/1999
Series 53
Municipal Securities Principal Examination
Passed 5/7/2026
Series 24
General Securities Principal Examination
Passed 4/25/2007
Series 27
Financial and Operations Principal Examination
Passed 2/26/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Alden CapitalCurrent
6/24/2024 – Wayne, PA
Alden Investment GroupCurrent
6/24/2024 – Wayne, PA
PNC Capital Markets LLC
4/17/2019 – 7/20/2023Center Valley, PA
PNC FIG Advisory, Inc.
6/11/2007 – 12/23/2019Allentown, PA
SWS Financial Services
9/20/2006 – 6/14/2007Allentown, PA
BNK Advisory Group, Inc.
5/7/1999 – 1/24/2005Bethlehem, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Ambassador Financial Group, Inc.
    Sep 2006 – May 2019Allentown, PA
  2. Ambassador Partners, LLC
    Sep 2006 – May 2019Allentown, PA
  3. PNC FIG Advisory, Inc.
    May 2019 – Dec 2019Allentown, PA
  4. PNC Capital Markets, LLC
    Apr 2019 – Jul 2023Allentown, PA
  5. Unemployed
    Jul 2023 – Jun 2024Center Valley, PA
  6. J. Alden Associates, Inc.
    Jun 2024 – no end date reportedWayne, PA
  7. Alden Investment Advisors LLC
    Jun 2024 – no end date reportedWayne, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Alden Capital

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm account minimum
$25,000 (waivable)
Estimated blended rate
0.02

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Asset management, research and investment banking for institutions, retirement plans and private placements, equity, fixed income, and options trading, insurance and benefits solutions, as well as additional RIA and broker-dealer services

Financial PlanningWealth Management
Firm areas of expertise
Asset ManagementInvestment AdvisoryBroker-dealerRetirement PlansPrivate PlacementsEquity TradingFixed IncomeOptions TradingInsuranceBenefits SolutionsInstitutional Finance+2 more

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
20
Offices listed on AdvisorFinder:
5
Main office:
Wayne, PA
Founded:
1995
SEC file number:
801-116941

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 2, 2026

View full firm profile

Other advisors at Alden Capital

Showing 12 of 20 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Matthew Thomas Resch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Matthew Thomas Resch (Alden Capital) - Fees & Credentials