AdFi
AJ

Anthony John Santarpia

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

New York, NYCRD #5470285Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
22 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 22 states
AlabamaArizonaCaliforniaConnecticutFloridaGeorgiaIdahoIndianaIowaMarylandMassachusettsMichiganMinnesotaNew YorkNorth CarolinaOhioOregonPennsylvaniaTennesseeTexasVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/4/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 10/15/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/1/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Arete Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH ADVISORS, LLCCurrent
1/9/2026New York, NY
A.G.P / ALLIANCE GLOBAL PARTNERS
10/1/202012/31/2025New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony John Santarpia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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