Anthony John Santarpia
Investment Adviser Representative at Arete Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony John Santarpia is an investment adviser representative with Arete Wealth Advisors, LLC in New York, NY, where they have been registered since 2026. They have worked in the securities industry since 2010 and were previously registered with A.g.p / Alliance Global Partners. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida, New York, and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, New York, Texas
- Broker:
22 states and territories
Alabama, Arizona, California, Connecticut, Florida, Georgia, Idaho, Indiana, Iowa, Maryland, Massachusetts, Michigan, Minnesota, New York, North Carolina, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- National Securities CorpJan 2016 – Apr 2017New York, NY
- Aegis Capital CorpMay 2017 – Oct 2020New York, NY
- A.G.P. / Alliance Global PartnersOct 2020 – Dec 2025New York, NY
- Arete Wealth ManagementJan 2026 – no end date reportedChicago, IL
- Arete Wealth AdvisorsJan 2026 – no end date reportedChicago, IL
- Fincadia WealthJan 2026 – no end date reportedNew York, NY
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Arete Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
- Other
- Firm account minimum
- $50,000 (waivable)
- $0 - $249,0003.00%
- $250,000 - $749,9992.50%
- $750,000 - $1,499,9992.00%
- $1,500,000 - $4,999,9991.75%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement planning, managed portfolios, Social Security planning, life insurance and long-term care planning, reverse mortgage consideration, and legacy/beneficiary planning. The firm also assists with pension options, 401(k) plans, ROTH conversions, and IRA distributions, using Circle of Wealth proprietary software for lifetime income analysis.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 141
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Chicago, IL
- SEC file number:
- 801-69827
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 17, 2026
View full firm profileOther advisors at Arete Wealth Advisors, LLC
Showing 12 of 141 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony John Santarpia has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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