AW
ARETE WEALTH ADVISORS, LLC
SEC RegisteredCHICAGO, ILhttps://connerfinancialllc.com312-940-3684
Assets Under Management
$1B–$5B
Employees
135
Office Locations
26 offices
Total Accounts
5424
About the firm
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance Companies
Services
retirement_planninginsurancesocial_security
Who they serve
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 1,848 | $522M |
| High Net Worth Individuals | 3,441 | $2.0B |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | — |
| Pension/Profit Sharing Plans | 0 | — |
| Charitable Organizations | 9 | $6.9M |
| State/Municipal Entities | 12 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | — |
35 total clients reported on Form ADV.
Leadership
Joshua Dean Rogers
PRESIDENT
Arete Wealth Inc.
MANAGING MEMBER
Office locations
26 offices in 12 states
IL
CHICAGOHQ
IL
CHICAGO
LA
METAIRIE
VA
VIENNA
CA
SAN FRANCISCO
IL
CRYSTAL LAKE
MD
ANNAPOLIS
IA
WEST DES MOINES
IA
WEST DES MOINES
CO
ENGLEWOOD
MO
CREVE COEUR
CA
LOS GATOS
IL
PARK RIDGE
FL
PONTE VEDRA BEACH
TN
NASHVILLE
NY
NEW YORK
NY
MELVILLE
NY
WHITE PLAINS
FL
SUNRISE
CA
LOS ANGELES
TN
MEMPHIS
TN
KNOXVILLE
IL
ST. CHARLES
GA
WOODSTOCK
IL
FRANKFORT
FL
DEFUNIAK SPRINGS
Advisors at this firm
86 advisors in the directory
Robert Abramowitz
Investment Adviser Representative
Merlin Earl Ames
Investment Adviser Representative
Karim William Salazar Antoni
Investment Adviser Representative
Isaiah Aponte
Investment Adviser Representative
Emiliano Avalos-Paiz
Investment Adviser Representative
Avi J Bialo
Investment Adviser Representative
Michael Andrew Black
Investment Adviser Representative
Craig Giovanni Bodden
Investment Adviser Representative
Nicholas Gregg Boetjer
Investment Adviser Representative
Christopher Edward Bond
Investment Adviser Representative
Andrew Brower
Investment Adviser Representative
Richard Raymond Brown
Investment Adviser Representative
Jack Daniel Burk
Investment Adviser Representative
John Robert Burnham
Investment Adviser Representative
Scott Lawrence Cantor
Investment Adviser Representative
Benjamin Robert Carlson
Investment Adviser Representative
Young Choi
Investment Adviser Representative
Daniel A Claps
Investment Adviser Representative
Mark Darren Cohen
Investment Adviser Representative
Ronan David Cox
Investment Adviser Representative
Samantha Ann Crank
Investment Adviser Representative
James C Culp
Investment Adviser Representative
Michael Robert Dandrea
Investment Adviser Representative
Brandon De Otaduy Nam
Investment Adviser Representative
Katelyn Della Porta
Investment Adviser Representative
James Matthew Devary
Investment Adviser Representative
Daniel Lozano Diaz
Investment Adviser Representative
Andrew Dorr
Investment Adviser Representative
Edmond James Ducett
Investment Adviser Representative
Christopher Michael Fehr
Investment Adviser Representative
Robert Allyn Fratkin
Investment Adviser Representative
Robert Boris Geller
Investment Adviser Representative
Joseph A Gileno
Investment Adviser Representative
Stanley Jay Goldring
Investment Adviser Representative
Adam Presney Gonzalez
Investment Adviser Representative
Miao Ling Guan
Investment Adviser Representative
Andre Philippe Guerin
Investment Adviser Representative
Anthony Michael Hanley
Investment Adviser Representative
Damany Eric Henry
Investment Adviser Representative
David Hua
Investment Adviser Representative
Anthony James Hunt
Investment Adviser Representative
Widmayer Clinton Jacques
Investment Adviser Representative
Rebecca Lee Jin
Investment Adviser Representative
James David Kelin
Investment Adviser Representative
Jeb Roger Kirkpatrick
Investment Adviser Representative
Andrew David Kleis
Investment Adviser Representative
Dianne Marie Larson
Investment Adviser Representative
David Charles Levine
Investment Adviser Representative
Shih Hua Liu
Investment Adviser Representative
Roshan A Loungani
Investment Adviser Representative
David Leon Lynn
Investment Adviser Representative
Andrew Steven Mack
Investment Adviser Representative
Charles Gregory Majors
Investment Adviser Representative
Nathanael Mannone
Investment Adviser Representative
David Mar
Investment Adviser Representative
Philip Mark Martini
Investment Adviser Representative
Joseph Everett McKinley
Investment Adviser Representative
Steven Harman Mogul
Investment Adviser Representative
Brandon William Murphy
Investment Adviser Representative
Mary Murphy
Investment Adviser Representative
David Alexander Narish
Investment Adviser Representative
Kelsey Andrea Narish
Investment Adviser Representative
Kenneth James New
Investment Adviser Representative
Adrian Kahlil Nicholson
Investment Adviser Representative
Tsewang Nyendak
Investment Adviser Representative
Erik Craig Olson
Investment Adviser Representative
Christopher Michael Ortiz
Investment Adviser Representative
Victoria Pantaleo
Investment Adviser Representative
Edward Francis Patrick
Investment Adviser Representative
Timothy Mark Pelan
Investment Adviser Representative
Alex Perez Andrade
Investment Adviser Representative
Dale R Rippo
Investment Adviser Representative
Matthew Edward Roberson
Investment Adviser Representative
Joshua Dean Rogers
Investment Adviser Representative
Ronald Harris Rothchild
Investment Adviser Representative
Abhishek Umesh Sheth
Investment Adviser Representative
Jay Sailesh Sheth
Investment Adviser Representative
Kinta Mack Smith
Investment Adviser Representative
Daniel Charles Southworth
Investment Adviser Representative
Richard Spatola
Investment Adviser Representative
David Taylor III
Investment Adviser Representative
Michael Anthony Tretola
Investment Adviser Representative
Bryson Scott Walker
Investment Adviser Representative
Benjamin James Weber
Investment Adviser Representative
Adam Anthony Weingartner
Investment Adviser Representative
Elizabeth Wright
Investment Adviser Representative
Regulatory & compliance
CRD number
#145488
SEC Number
801-69827
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee / Performance-based / Other
Minimum: $50,000 (waivable)
| Asset tier | Annual rate |
|---|---|
| $0 - $249,000 | 3.00% |
| $250,000 - $749,999 | 2.50% |
| $750,000 - $1,499,999 | 2.00% |
| $1,500,000 - $4,999,999 | 1.75% |
| $5,000,000 and over | 1.50% |
Data as of February 6, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
connerfinancialllc.comPhone
312-940-3684Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. ARETE WEALTH ADVISORS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.