Anthony M Martin
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony M. Martin is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Peters, MO, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with N.i.s. Financial Services, Inc. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Missouri and Texas.
Registrations & licenses
- Investment adviser:
- Missouri, Texas
- Broker:
11 states and territories
Arkansas, Florida, Illinois, Iowa, Kansas, Kentucky, Missouri, Nebraska, Oklahoma, Tennessee, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ozark National LifeSep 2023 – Aug 2024Kansas City, MO
- NIS Financial Services, Inc.Aug 2023 – Aug 2024Kansas City, MO
- OCD DetailersMay 2023 – Aug 2023Osage Beach, MO
- Nostalgia Vintage Market and ApparelAug 2022 – May 2023Sedalia, MO
- MenardsJun 2022 – Nov 2022Sedalia, MO
- Planet FitnessApr 2021 – May 2022St Peters, MO
- Waves and WheelsApr 2017 – Apr 2021Osage Beach, MO
- School of the OsageAug 2016 – May 2020Osage Beach, MO
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2024 – no end date reportedSaint Peters, MO
- Saint Charles Community CollegeAug 2021 – May 2022Cottleville, MO
- State Fair Community CollegeAug 2022 – Dec 2023Sedalia, MO
- Kohl's Department Stores, IncSep 2023 – Sep 2023Osage Beach, MO
- Eddie BauerAug 2018 – Apr 2020Osage Beach, MO
- Old NavySep 2023 – Nov 2023Osage Beach, MO
- MarshallsNov 2023 – Jan 2024Osage Beach, MO
- Dog Days LLCMay 2021 – Aug 2024Osage Beach, MO
- Bank of America, N.A.Nov 2024 – no end date reportedSaint Peters, MO
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony M Martin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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