Anthony Sanchez Rodriguez Lee
Investment Adviser Representative at J.p. Morgan Securities LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Anthony Sanchez Rodriguez Lee is an investment adviser representative with J.p. Morgan Securities LLC in Houston, TX, where they have been registered since 2024, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 126
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Jpmorgan Chase BANK NAJul 2024 – no end date reportedHouston, TX
- Jpmorgan Securities LLCJul 2024 – no end date reportedHouston, TX
- Jpmorgan Chase BANK NAJun 2023 – Aug 2023Houston, TX
- Capital GroupSep 2018 – Feb 2020Los Angeles, CA
- Santa Monica CollegeFeb 2020 – Jul 2021Santa Monica, CA
- Discovery LAND CompanyJan 2022 – Jul 2022Beverly Hills, CA
- RICE UniversityMar 2023 – May 2024Houston, TX
- RICE UniversityJul 2022 – May 2024Houston, TX
- United WAY OF Greater LOS AngelesMar 2018 – Sep 2018Los Angeles, CA
- A Sense OF HOMEDec 2017 – Mar 2018Venice, CA
- Universal Music GroupOct 2015 – Mar 2017Santa Monica, CA
- UnemployedApr 2017 – Nov 2017Los Angeles, CA
- Santa Monica CollegeFeb 2020 – Jun 2022Santa Monica, CA
- ROTH Staffing Companies LPApr 2018 – Apr 2018Orange, CA
- ROTH Staffing Companies LPSep 2018 – Mar 2019Orange, CA
- UnemployedJun 2024 – Jun 2024Houston, TX
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About J.p. Morgan Securities LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 13,759
- Offices listed on AdvisorFinder:
- 25
- Main office:
- New York, NY
- SEC file number:
- 801-3702
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at J.p. Morgan Securities LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Sanchez Rodriguez Lee has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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