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Anthony Scott Caselli

Investment Adviser Representative at MAINLINE WEST FUND MANAGER LLC

Denver, COCRD #6518684Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
1 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Anthony Scott Caselli has worked in the securities industry since 2015. They are registered to provide investment advisory services in Colorado.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Colorado
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/21/2019
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 7
General Securities Representative Examination
Passed 5/20/2019
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 52
Municipal Securities Representative Examination
Passed 11/5/2015
Series 24
General Securities Principal Examination
Passed 6/11/2019
Series 53
Municipal Securities Principal Examination
Passed 2/17/2016
Series 27
Financial and Operations Principal Examination
Passed 7/29/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mainline WEST FUND Manager LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MAINLINE WEST FUND MANAGER LLCCurrent
6/21/2019 – Denver, CO

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MAINLINE WEST FUND MANAGER LLC

3 other advisors in the directory

Paul Wilhelm Dannenhauer
Investment Adviser Representative
Dual-registered
Bradley James Kreidle
Investment Adviser Representative
Dual-registered
Michael Carl Maciolek
Investment Adviser Representative
Dual-registered
View MAINLINE WEST FUND MANAGER LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Anthony Scott Caselli has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.