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Michael Carl Maciolek

Investment Adviser Representative at MAINLINE WEST FUND MANAGER LLC

Denver, COCRD #1931206Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
12 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
CaliforniaColoradoDelawareFloridaGeorgiaIllinoisMassachusettsMichiganNew JerseyNew YorkPennsylvaniaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/28/2012
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/11/2008
Series 27
Financial and Operations Principal Examination
Passed 5/20/2015
Series 53
Municipal Securities Principal Examination
Passed 7/25/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mainline WEST FUND Manager LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MAINLINE WEST FUND MANAGER LLCCurrent
2/27/2018Denver, CO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MAINLINE WEST FUND MANAGER LLC

3 other advisors in the directory

View MAINLINE WEST FUND MANAGER LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Michael Carl Maciolek has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Michael Carl Maciolek - Financial Advisor in Denver, CO | AdvisorFinder