C&
CALTON & ASSOCIATES, INC.
SEC RegisteredIndependence Rediscovered.
TAMPA, FLhttps://calton.com813-264-0440
Assets Under Management
$1B–$5B
Year Founded
1987
Employees
373
Office Locations
26 offices
Total Accounts
6969
About the firm
Calton is an independently-owned, full service securities broker-dealer and investment advisory firm offering a wide range of investment products and services. They have been successfully serving entrepreneurial, independent financial professionals and their clients since 1987.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/Municipal
Areas of expertise
Broker-dealerInvestment AdvisoryFinancial PlanningInsuranceIndependent AdvisorsRIASecurities
Services
Investments, insurance, and financial planning services; supports transactional, Hybrid BD/RIA, and Corporate RIA business models
Who they serve
Entrepreneurial, independent financial professionals and their clients
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 4,778 | $804M |
| High Net Worth Individuals | 278 | $646M |
| Charitable Organizations | 227 | $127M |
0 total clients reported on Form ADV.
Leadership
Dwayne Kent Calton
PRESIDENT - DIRECTOR
David Scott Cole
CHIEF FINANCIAL OFFICER / VICE PRESIDENT
Randall Lee Ciccati
CEO / DIRECTOR
Randall Lee Ciccati
SHAREHOLDER
Rameshwar Singh
SHAREHOLDER
Rameshwar Singh
DIRECTOR / TREASURER/PRESIDENT OF ADVISORY SERVICES
David Scott Cole
DIRECTOR / SECRETARY
Christopher John Simmers
DIRECTOR
Christopher John Simmers
CHIEF COMPLIANCE OFFICER
Office locations
26 offices in 12 states
FL
TAMPAHQ
FL
TALLAHASSEE
FL
TAMPA
FL
PENSACOLA BEACH
KY
PIKEVILLE
FL
CLEARWATER
NJ
HAZLET
CA
SAN DIEGO
FL
WINTER PARK
CA
WEST COVINA
FL
OCALA
FL
TAMPA
NJ
MOUNT LAUREL
FL
LAKELAND
TN
MOSCOW
TX
PLANO
FL
LADY LAKE
CA
FOLSOM
KY
LOUISVILLE
MD
FALLSTON
MN
NEW ULM
MN
DETROIT LAKES
ID
BOISE
WI
VERONA
SD
SIOUX FALLS
OR
EUGENE
Advisors at this firm
Showing 100 of 219
Stephanie Diane Acosta
Investment Adviser Representative
Kenneth Wayne Albert
Investment Adviser Representative
William Austin Allen
Investment Adviser Representative
Joseph Charles Allison
Investment Adviser Representative
Marc A Alvis
Investment Adviser Representative
Philip James Ambrose
Investment Adviser Representative
Robert Donald Anderson
Investment Adviser Representative
Phillip Richard Anton
Investment Adviser Representative
Aaron Scott Archambo
Investment Adviser Representative
Danny Harold Armstrong
Investment Adviser Representative
Jared Stephen Arn
Investment Adviser Representative
Daryl Anthony Arnett
Investment Adviser Representative
William Chadwick Barber
Investment Adviser Representative
John Kennith Bornstein
Investment Adviser Representative
Craig Edward Brand
Investment Adviser Representative
Michael Richard Brennan
Investment Adviser Representative
Thomas Stanley Brister
Investment Adviser Representative
Rohan Bahri
Investment Adviser Representative
Jed E Bandes
Investment Adviser Representative
Reynaldo Batista
Investment Adviser Representative
Cody Cliff Bauer
Investment Adviser Representative
David Leland Beck
Investment Adviser Representative
William Warren Bell
Investment Adviser Representative
Jerry Leland Belnap
Investment Adviser Representative
Todd Stephen Benschneider
Investment Adviser Representative
Steven Earle Blanke
Investment Adviser Representative
Jacob Andrew Bobick
Investment Adviser Representative
Bart James Bohrer
Investment Adviser Representative
John Ernest Boyd
Investment Adviser Representative
Melody Brady
Investment Adviser Representative
William Dale Branham IV
Investment Adviser Representative
Laurie Ann Braulick
Investment Adviser Representative
Travis Loren Braulick
Investment Adviser Representative
Sarah Jane Braunshausen
Investment Adviser Representative
Joyce Lynell Briskin
Investment Adviser Representative
Ronald Charles Bucchi
Investment Adviser Representative
Sue Ann Bunner
Investment Adviser Representative
James E Crowther
Investment Adviser Representative
John Quirino Crowther
Investment Adviser Representative
Dominick James Calderazzo
Investment Adviser Representative
Dwayne Kent Calton
Investment Adviser Representative
John R Campbell
Investment Adviser Representative
Anthony Joseph Caputo
Investment Adviser Representative
Leonard Heinrich Claus
Investment Adviser Representative
Daniel William Clements
Investment Adviser Representative
Bryan Clemmons
Investment Adviser Representative
David Scott Coffee
Investment Adviser Representative
Amy Lynn Colton
Investment Adviser Representative
Stephen Mark Cooper
Investment Adviser Representative
James Theron Cox
Investment Adviser Representative
James Vincent Danovich
Investment Adviser Representative
Michael David Draut
Investment Adviser Representative
Robert Lawrence Dwonch
Investment Adviser Representative
Dennis Darrel Dachtler
Investment Adviser Representative
Brady Ray Dayton
Investment Adviser Representative
Barbara Cole Derusha
Investment Adviser Representative
Braden Doherty
Investment Adviser Representative
Kirk Leslie Domke
Investment Adviser Representative
Jai Tarachand Doshi
Investment Adviser Representative
Jerry Nightingale Everwine
Investment Adviser Representative
Jason Edwards
Investment Adviser Representative
Patrick Hazard Eghlidi
Investment Adviser Representative
Melvin Howell Ehlert
Investment Adviser Representative
Shayne Lawrence Fickling
Investment Adviser Representative
Joseph William Fields
Investment Adviser Representative
Peter Timothy Fitzgerald
Investment Adviser Representative
Philip Steven Franco
Investment Adviser Representative
Andrea Kaye Freedman
Investment Adviser Representative
Michelle Danielle Fuccella
Investment Adviser Representative
Roger Lee Gleisner
Investment Adviser Representative
Timothy Wayne Greer
Investment Adviser Representative
Gregory Guenther
Investment Adviser Representative
Christopher David Gammon
Investment Adviser Representative
Rafael Alberto Garcia
Investment Adviser Representative
Bruce Scott Gentilella
Investment Adviser Representative
Nicholas Roger Gleisner
Investment Adviser Representative
Gerald Boyd Glick
Investment Adviser Representative
Keith Alan Golden
Investment Adviser Representative
Gary Allen Graham
Investment Adviser Representative
Doug Scott Graumann
Investment Adviser Representative
Don Robert Guess
Investment Adviser Representative
Leslie Jean Hale
Investment Adviser Representative
Steven Marc Heinowitz
Investment Adviser Representative
Michael Douglas Hibsch
Investment Adviser Representative
David Walter Hinson
Investment Adviser Representative
Ronald Kevin Holmes
Investment Adviser Representative
Gary Lee Howard Jr
Investment Adviser Representative
Kenneth Foster Haelsig
Investment Adviser Representative
Joshua Garrett Hanby
Investment Adviser Representative
Dean Alan Harvey
Investment Adviser Representative
Richard Lynn Havard
Investment Adviser Representative
Angela Lee Haydusky
Investment Adviser Representative
Steven Arnold Heiman
Investment Adviser Representative
Scott Emerson Hendrix
Investment Adviser Representative
William Dale Hester
Investment Adviser Representative
Alex Christopher Horvath
Investment Adviser Representative
Johana Huff
Investment Adviser Representative
James Edward Hughes
Investment Adviser Representative
Roman Inochovsky
Investment Adviser Representative
Nathan Johns Irby
Investment Adviser Representative
Regulatory & compliance
CRD number
#20999
SEC Number
801-70036
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum: $50,000 (waivable)
Data as of December 26, 2025 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
calton.comPhone
813-264-0440Find an advisor that fits
Search AdvisorFinder's marketplace to compare financial advisors by specialty, location, fees, and more.
Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. CALTON & ASSOCIATES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.